Saturday, April 30, 2011
Friday, April 29, 2011
Saving the Appearances: A Study in Idolatry by Owen Barfield


Steiner built upon Goethe's conception of an imaginative power capable of synthesizing the sense-perceptible form of a thing (an image of its outer appearance) and the concept we have of that thing (an image of its inner structure or nature). In Steiner's view, we can overcome the subject-object divide through inner activity, even though all human experience begins by being conditioned by it. In this connection, Steiner examines the step from thinking determined by outer impressions to what he calls sense-free thinking. He characterizes thoughts he considers without sensory content, such as mathematical or logical thoughts, as free deeds. Steiner believed he had thus located the origin of free will in our thinking, and in particular in sense-free thinking. Though not well-known among philosophers, his philosophical work was taken up by Owen Barfield (and through him influenced the Inklings, an Oxford group of Christian writers that included J. R. R. Tolkien and C. S. Lewis) and Richard Tarnas.
Saving the Appearances. Saving the appearances is an expression that appears in the 8th book of Milton’s Paradise Lost:
The phenomena or appearances, that is, the apparent movement of the heavenly bodies, could be watched by observation. The true knowledge, since it was acquainted with the divine spirits who ensouled or guided the heavenly bodies, had already laid down certain fundamental principles, not derived from observation. It was for the science of astronomy to ‘save’ the ‘appearances’ , that is, the apparent movements of the heavenly bodies, by devising hypothetical patterns of movement, which would account for the appearances without infringing the fundamental principles. The real turning point in astronomy came when Copernicus began to affirm that the heliocentric hypothesis not only saved the appearances but was physically true.
Everything in the "world" -- everything that we mean by the "world" -- is a system of collective representations.
Figuration. The mind’s conversion of sense contact with the unrepresented into conscious perception requires another process which Barfield terms “figuration.” One does not hear undulating molecules of air, one hears sound; one hears, for example, a thrush singing. To experience that perception it is necessary to hear not with the ears alone but with “all sorts of other things like mental habits, memory, imagination, feeling and (to the extent at least that the act of attention involves it) will.” Without figuration, the familiar world of collective representations would be closed to the mind. Figuration makes thinking possible. Barfield distinguishes two ways of thinking: “alpha-thinking,” that is, thinking about the phenomena that figuration produces as if they were wholly objective and independent of one’s perception—the sort of thinking science generally attempts—and “beta-thinking,” that is, thinking reflexively about the processes of thinking. Through “beta-thinking” one discovers, for example, that the phenomena are not totally outside and independent of oneself. The book’s subsequent investigation into the relation between mind and matter proceeds from this epistemological base.
Participation. Barfield’s term for the interaction of the two is “participation,” a rather difficult concept to grasp in his thought since he uses it to refer to a changing, indeed evolutionary, process that must be grasped analogically. Original participation, the sort experienced by the primitive mentality, is very different from that which is common in the modern West. Citing the findings of anthropology as evidence, Barfield argues that primitive alpha-thinking was substantially different because figuration at that time was different. The primitive mind does not dissociate itself from phenomena—does not, that is, perceive itself as distinct from them, as modern people habitually do. Such a mind, in its act of original participation, perceives representations as synthetic wholes from which the percipient is not distinct, wholes that include an awareness which we no longer have, of an extra-sensory link between the percipient and the representations. This involves, not only that we think differently, but that the phenomena (collective representations) themselves are different.
Idolatry. Idolatry is the effective tendency to abstract the sense-content from the whole representation. Or stated differently (p. 143) idolatry is experiencing objects in their own right existing independently of human consciousness. Barfield refers (p. 176) to the Old Testament discourse on idolatry (from the 135th Psalm):
The idols of the heathen are silver and gold, the work of men's hands. they have mouths, but they speak not: eyes have they, but they see not; They have ears, but they hear not: neither is there any breath in their mouths. They that make them are like unto them: so is every one that trusteth in them.
And Barfield offers (p. 161) his own commentary on it:
What the Psalmist wrote of the old idols is true no less of the idols of the twentieth century. "They that make them are like unto them." The soul is in a manner all things, and the idols we create are built into the souls of our children; who learn more and more to think of themselves as objects among objects; who grow hollower and hollower. In the long run we shall not be able to save souls without saving the appearances, and it is an error fraught with the most terrible consequences to imagine that we shall.
Barfield makes the point that (p. 112) Moses was angry with his people making idols when he returned with a system of laws from the mountain. He was angry with them for creating idols of gold because he was creating idols of words. The reason the name of God was so rarely spoken by the Jewish people was because the word itself was an idol. Kept in their secret heart of hearts, they took it out and spoke it only on the holiest of occasions.
Humboldt’s Gift. In Bellow’s novel, the protagonist, Charlie Citrine, tires of the splendid ‘veil’ of “appearances” distracting his vision. Refusing to look at the charming view of the French countryside outside his train window, he explains, “I rejected the plastered idols of the Appearances. These idols I had been trained, along with everybody else, to see, and I was tired of their tyranny. I even thought, The painted veil isn’t what it used to be. The damn thing is wearing out…..I was thinking of the power of collective abstractions, and so forth. We crave more than ever the radiant vividness of boundless love, and more and more the barren idols thwart this. A world of categories devoid of spirit waits for life to return” (HG pp. 16-17). These collective abstractions are, of course, Barfield’s collective representations.
Monday, April 25, 2011
In Dreams Begin Responsibilities by Delmore Schwartz



Saul Bellow creates a fictionalized version of American author Delmore Schwartz in his novel Humboldt’s Gift (1975). Readers interested in better understanding the context of Bellow’s masterpiece and the character of Von Humboldt Fleisher would do well to read Schwartz’s short stories. New Directions republished his short stories in 1978 under the title of his best known story. Schwartz examines the life of New York intellectuals in the Great Depression. Many of the stories contain thinly disguised avatars for the author. The White Horse Inn (photo) was a key hangout and still exists.
In Dreams Begin Responsibilities. Written in 1937, this short story appeared in an early issue of the Partisan Review, and is his best known piece, divided into 6 brief sections. It is based on his intense dissatisfaction with his own personal life, due to the failure of his parent's marriage. It opens in June, 1909, in Brooklyn, where his father is courting his mother “Rose” (p. 2), her actual name. They visit Coney Island, ride the merry-go-round, and eat at a restaurant where his father proposes, lifted up by the waltz that is being played (p. 8). They then go sit in front of a photographer and ultimately have their fortune told. Schwartz uses a clever technical innovation, he tells the story as if he is in a movie theater, the unborn son, watching newsreels unfold of his parent’s courting. At the conclusion of each section, there is an interruption in the “dream screen”, whether it be a break in the film, or the narrator’s multiple departures from the theater as a result of uncontrollable grief. In effect, the film ends in his conception.
When his father proposes in the restaurant, he shouts out “Don’t do it. It’s not too late to change your minds, both of you. Nothing good will come of it, only remorse, hatred, scandal, and two children, whose characters are monstrous” (p. 6). He tries to shut his eyes, but the film is unreeling in the theater of his mind. In the photo session, the photographer has trouble staging a photo that is “right” (p. 7), of course, the narrator knows there is no right in this pairing. In the final fortune-telling scene, an usher drags him out of the theater, telling him “Don’t you know that you can’t do whatever you want to do ?” (p. 8). The usher’s statement is given a central place in the story as if to say “how presumptuous yet inevitable that we should want to unwind the reel of our lives” (p. viii). The narrator awakes on his 21st birthday, his fortune has been foretold. It has been an anxiety dream, befitting of his well known insomnia. To have wished his parents not to marry is to have wished his own extinction.
America ! America ! The narrator now takes the name Shenandoah Fish in this second story about telling a story. He is an author, unable to write, who listens to his mother’s story about their neighbors, the Baumanns. He feels his loss of fluency as “a loss, or a lapse of identity” (p. 11). He feels that no one knows him, “I do not see myself. I do not know myself. I cannot look at myself truly” (p. 33). “He was not sure at any given moment whether the cruelty of the story was in his own mind or in his mother’s tongue” (p. 16). Because of his vocation as an author, Shenandoah “reflected upon his separation from these people, and he felt that In every sense he was removed from them by thousands of miles, or by a generation, or by the Atlantic Ocean. What he cared about, only a few other human beings, separated from each other too, also cared about” (p. 19). Yet he begins to doubt himself, “he began to feel that he was wrong to suppose that the separation, the contempt, and the gulf had nothing to do with his work” (p. 20). Ultimately, he realizes his own lassitude and indolence are equal to the Baumanns’.
The expression “The World is a Wedding” is based on the marriage of God and Nature. Jacob is reminded of Peter Breughel’s famous painting The Peasant Wedding (see image). Jacob points out the details of the painting, expounding on how it is a reflection of life.
The expression in vino veritas appears in this story (p. 77), well before Martin Amis pens it in Experience (see 10/24/10 post). Best lines: “I am not a failure because I never wanted to be a success” (p. 84) and “The best pleasure of all is to give pleasure to another being” (p. 89).
New Year’s Eve. This short story is horribly dated (1938), since the intrigue is based upon the caricatures of the New York intellectual cliques, especially the Partisan Review crowd, who are sardonically painted as very frail. These include the author (Shenandoah Fish); Gertrude Buckman, Schwartz’s 1st wife and PR book reviewer (Wilhelmina Gold); Dwight McDonald, PR editor (Grant Landis); William C. Barrett, Schwartz’s close friend, editor PR, wrote philosophical texts for non-experts (Nicholas O’Neil); F.W. DuPee, PR editor (Oliver Jones); and Lionel Abel, critic (Leon Berg). The death/rebirth issue is a regular feature of Schwartz’ stories and is revisiting at the opening “This secular holiday is full of pain because it is both an ending and a beginning” (p. 94). It is to be the year of the Munich pact (permitting Nazi Germany annexation of Czechoslovakia’s Sudetenland), a foreboding of the next world war, inevitable and hopeless. Delia, Oliver’s wife, laments that she did not marry the man who courted her before Oliver, because of certain idiosyncrasies. She considers “…why should anyone have to pay for another human being’s childhood” (p. 106), meaning that we all carry baggage from our childhood that gets foisted on our adult relations. Best line – “[Sex] is different with everyone” (p. 107).
The Commencement Day Address. Dr. Isaac Duspenser seeks to épater les bourgeois, with pessimistic sentiments and a machine gun. A student calls out from the audience challenging his intellectual exhibitionism, yet he replies “Must I, too, pay for your childhood” (p. 121), an epigram that we saw in the previous story. Best line – “I see all History as a lovesick boy fumbling his sex in the darkness” (p. 120).
Wednesday, April 20, 2011
Lectures on Don Quixote by Vladimir Nabokov


Nabokov entered the U.S. in 1940. He was given a leave of absence from Cornell so that he could accept a visiting appointment at Harvard in the Spring semester of the academic year 1951-1952 (3c years before writing Lolita). Harry Levin taught a well-known course at Harvard on the novel. Nabokov took his place and they both agreed to cover Don Quixote. He delivered six lectures that were captured in book form in 1983, edited by Fredson Bowers, distinguished American bibliographer.
Many cervantistas will recall that Vladimir Nabokov famously objected to Don Quixote because of its “hideous cruelty —with or without the author's intent— which riddles the whole book and befouls its humor”. A more contemporary look at “hideous cruelty,” intentional or otherwise, may be in order here. While Don Quixote's inability to see the “real” Dulcinea does no harm to Aldonza Lorenzo, Humbert's disregard of the “real” Dolores enslaves a vulnerable and lonely pre-pubescent child and befouls the humor of Nabokov's Lolita. That Humbert's actions destroy Lolita psychologically is evidenced by his parenthetical recollection of her “sobs in the night —every night— the moment I feigned sleep”. Lolita sobs for good reason: Humbert himself admits that, to Lolita, he is “not a boy friend, not a glamour man, not a pal, not even a person at all, but just two eyes and a foot of engorged brawn”. Lolita's attempts to escape from those eyes and brawn only increase Humbert's rapacity: “thrusting my fatherly fingers into Lo's hair from behind, and then gently but firmly clasping them around the nape of her neck, I would then lead my reluctant pet to our small home for a quick connection before dinner”. Nabokov fans have tended to regard this rape of a resistant child as cavalierly as does his hero. The time has come to rethink the label of “hideous cruelty,” which is radically qualified by Nabokov's use, and abuse, of Cervantes.
Monday, April 4, 2011
Don Quixote of the Mancha by Miguel de Cervantes Saavedra


The First Part of The Delightful History of the Most Ingenius Knight Don Quixote of the Mancha was written by Miguel de Cervantes Saavedra in 1605 and first translated by Thomas Shelton in 1612. Cervantes was compelled to complete the Second Part after a spurious Second Part was published by Avellaneda in 1614, an admirer of Lope de Vega, Cervantes' rival. There is no consensus as to who Avellaneda was. The well known Harvard Classics edition (1910), translated by Shelton (1612), is limited to Part One (52 chapters spanning 4 books) and states that Part Two "is generally regarded as inferior." That was in 1910 - generally critics now agree that Part Two is more developed and deeper. Ironically, must editions of the book are either abridged (Parts I and II) or Part One only. Amis (The War Against Cliché) opines "While clearly an impregnable masterpiece, Don Quixote suffers from one fairly serious flaw - that of outright unreadability...Written in the day before novel-reviewing - indeed, in the days before novels - Don Quixote was probably never intended to be read in the modern manner: that is, straight through. Group or family recitations of a chapter a night were, in all likelihood, the most that Cervantes expected anyone to manage. His epic is epic in length only; it has no pace, no drive. An anthology, an agglomeration, it simply accrues. The question 'What happens next?' has no meaning, because there is no next in Don Quixote's world: there is only more."
Sancho's Tale. A simple but amusing tale, a gag, is told by Sancho in a manner which drives DQ crazy (1st, 3, 6). A goatherd was going with his flock where his eyes would never more behold the girl who had been unfaithful to him, Torralva. He came to the bank of the flood-swollen Guadiana River, which he could not cross. He saw a fisherman with a boat that could only take one man and a goat. He agrees to take the flock of 300, but it will take 300 trips. Sancho asks DQ to keep track of the number of trips. If he loses count, the story ends. "'Make account,' quothe Don Quixote, that thou has passed them all over; for otherwise thou will not make an end of passing them in a whole year's space.' 'How many,' said Sancho, 'are already passed over?' 'What a devil know I?' said Don Quixote." This is likely the funniest dialog in the book.
Historically, the Battle of Lepanto was in 1571 and allowed Spain and allies to defeat the main fleet of the Ottoman Empire. Cervantes fought in the battle and mentions his name in the text: the Captive says “Only one Spanish soldier, called such a one as Saavedra,…I would recount unto you things done by this soldier, which might both entertain and astonish you much more than the relation of my life” (1st, 4, 13). Cervantes took 3 gunshot wounds, 2 in the chest and one rendering his left arm useless. Based out of Naples (under Spanish control) for several years, he was captured on the seas by Algerian corsairs and spent 5 years in prison in Algiers before ransomed by his parents.
Don Quixote's mole. Dorothea enquires about the knight-errant, whose name she can't remember (1st, 4, 3). Dorothea pretends her father said "'that he should be high of stature, have a withered face, and that on the right side, a little under the left shoulder, or thereabouts, he should have a tawny spot with certain hairs like to bristles.' Don Quixote, hearing this, said to his squire, 'Hold my horse hear, son Sancho, and help me to take off mine apparel; for I will see whether I be the knight of whom the wise king hath prophesied.'" Is Cervantes making a mountain out of a mole? According to Hodges, in the Muslim tradition, the seal of the prophet is sometimes interpreted as a physical seal in the form of a mole on Muhammad's back.
Sunday, March 27, 2011
Henderson the Rain King by Saul Bellow
Saul Bellow's 1959 novel followed his breakthrough The Adventures of Augie March (1953), yet received perplexed and lukewarm reviews at best, notably Prescott's review (2/23/59) in The New York Times, citing parallels to Don Quixote, calling it "an unsuccessful experiment, noble in purpose but dismal in result." Nevertheless, the Pulitzer Prize committee for fiction recommended it be awarded the prize for that year. The passage of time has been kind to Bellow and informed critics soon realized the scope of this uplifting buildungsroman with its ample allusions and demands on the reader's intellect. Bellow's Africa is the Africa of books, notably Conrad's Heart of Darkness and Ernest Hemingway ("E.H.") as portrayed (see photo) in Life magazine (p. 93): "the world is a mind. Travel is mental travel" (p. 159).
Bellow faithfully follows the Cervantine model. Both Don Quixote and Henderson launch their quest at the age of about 50. DQ is searching for immortality: “Oh, happy the age, and fortunate the time, wherein my famous feats shall be revealed, feats worthy to be graven in brass, carved in marble, and delivered with most curious art in tables for a future instruction and memory” (1st part, book 1, chap 2). Henderson, the anti-hero says “I’ll say it straight out, I don’t even deserve to be chronicled on toilet paper” (p. 200). Both protagonists wish to connect with their ancestry. DQ finds an old suit of armour in his attic and takes it as his knight’s attire (1st, 1, 1). Henderson goes to his storeroom and “I found the dusty old case and I opened it, and there lay the instrument my father used to play, inside that little sarcophagus” (p. 29) and “my main purpose was to reach my father playing on his violin” (p. 34). Henderson is described as “a regular bargain basement of deformities” (p. 83). For his part, DQ adopts the name “Knight of the Ill-favored Face” (1st, 3, 7). Both are influenced greatly by literature. Those surrounding DQ thinks he goes crazy with books, at one point his library is burned (1st, 1, 6). Henderson knows “I am a nervous and emotional reader. I hold a book up to my face and it takes only one good sentence to turn my brain into a volcano” (p. 229).
Parallels exist between the protagonists’ attendants. While DQ offers his squire Sancho Panza an island (1st, 1, 7), Henderson offers Romilayu a jeep ! (p. 110). Both offer gentle resistance to their masters. In the famous windmill scene, Sancho cannot believe that DQ hallucinates and sees them as giants (1st, 1, 8). The adventure where DQ attacks the sheep is similar (1st, 3, 4). Most absurd is the barber’s basin that DQ adopts as the Helmet of Mambrino (1st, 3, 7). DQ is teased about the helmet in the galley slaves chapter (1st, 3, 8). At the end of Bellow’s novel, Henderson uses the helmet as a basin for the lion cub ! (p. 313).
Mtalba, Queen of the Arnewi, offers herself to Henderson: “time was when I would have felt differently about the love she offered me” (p. 103). In a hilarious sequence, DQ mistakes a prostitute’s (Maritornes) late night sojourn towards a guest at an inn, as a come-on when she stumbles at his bedside: “I could wish to find myself in terms, most high and beautiful lady, to be able to recompense so great a favour” (1st, 3, 2).
The subject of teeth is frequent in both novels (as also adopted in Martin Amos’ Dead Babies). Henderson’s second bridge is “acrylic, supposed to be unbreakable – fort comme la mort” (p. 125). DQ loses his cheek teeth on one of his adventures: “a mouth without cheek teeth is like a mill without a mill stone; and a tooth is much more to be esteemed than a diamond” (1st, 3, 4).
Both protagonists must face the lion. They both take on new names. DQ adopts the name “Knight of the Lions” (2nd, 17) after braving two lions whose cage has been opened by a lion tamer. This is after DQ has been "captured" in an ox cart (1st, 4, 19) to return to his village: "and ended it will be when the furious Manchegan lion and the white Tobosian dove shall be united in one." Later (1st, 4, 22): "it is necessary to shut you up in a cage and carry you on a team of oxen, even as one carries a lion..." Henderson writes to Lily “I want you to enroll me at Medical Center and give my name as Leo E. Henderson” (p. 267). The letter to Lily is entrusted to Romilayu, but he is stopped on his way and fetched to return and help Henderson’s escape. Bellow has mimicked the famous letter scene in DQ. Sancho is waylaid on the road to El Toboso by the barber and the priest who convince him to rescue his master in the Sierra Morena where he is in seclusion (1st, 3, 9).
Both DQ and Henderson come in direct contact with death. DQ comes upon a corpse in the adventure of the hearse (1st, 3, 5). Later, DQ encounters a group of itinerant players who have just performed ‘The Parliament of Death’, they personify the roles they play (2nd , 13). Henderson finds a corpse in his hut in the Wariri village (p. 130).
An obvious reference to Moses, Henderson seeks to eliminate the frog infestation in the Arnewi’s cistern. For his part, DQ seeks to free a young man, Andrés, from the beatings of his master (1st, 1, 4). Later he frees a group of galley-slaves (1st, 3, 8). Both protagonists have messianic qualities. Late in the book, DQ descends into the legendary cave of Montesinos (2nd, 23) and spends 3 days there – a direct corollary to Christ’s visit to Hell between the crucifixion and the resurrection. This is the only adventure in which DQ has no witness – suggesting an adventure of the spirit. Henderson’s excerpts from Handel’s Messiah, identify him with the “man of sorrows” (p. 258). Henderson is also resurrected – from the tomb after Dahfu’s death. In the Wariri village it is said that “The view of the Bunam is you have been expected” (p. 180).


